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Safeguards Rule Compliance Checklist for Financial Institutions

Updates to the Federal Trade Commission’s 2003 Gramm-Leach-Bliley Act Safeguards Rule that apply to all non-banking financial institutions went into effect in June 2023.

Financial institutions throughout the United States are expected to have deployed and implemented an information security program with administrative, technical, and physical safeguards designed to:

  • Ensure the security and confidentiality of consumer information
  • Protect against anticipated cyber threats or hazards to the security or integrity of that information
  • Protect against unauthorized access to that information that could result in substantial harm or inconvenience to any customer

To help financial institutions meet the Safeguards Rule requirements, we’ve broken down the requirements in our Cyber Risk checklist and provided tangible recommendations in terms of services and adoption.

Download this Cyber Risk checklist to learn how eSentire Incident Response, Managed Detection and Response (MDR), and Managed Risk services map to the Safeguards Rule requirements.

Get The Checklist